lexicography Archives

Reframing the claim: Plain and ordinary meaning falls to lexicography

The US Court of Appeals for the Federal Circuit affirmed a district court’s construction of a claim, finding that the plain and ordinary meaning of a disputed term was redefined by the patentee under principles of lexicography and use of intrinsic claim construction evidence. Aortic Innovations LLC v. Edwards Lifesciences Corp., et al., Case No. 24-1145 (Fed. Cir. Oct. 27, 2025) (Prost, Reyna, Chen, JJ.)

Aortic sued Edwards Lifesciences for infringing its patents directed toward a transcatheter valve with a frame component. During claim construction, the district court determined that Aortic had acted as its own lexicographer and redefined the term “outer frame” to be “a self-expanding frame,” based on the interchangeable use of the terms “outer frame,” “self-expanding frame,” and “self-expanding outer frame” when referring to the same structure in two embodiments. Based on this construction, the parties stipulated to noninfringement of the asserted patents since Edwards’ accused valve did not have a self-expanding frame. Aortic appealed the judgment of noninfringement, challenging the district court’s construction of the claim term “outer frame.” Aortic appealed.

Aortic contended that “outer frame” should be given its plain and ordinary meaning of “positioned outside” and argued that the specification did not support limiting “outer” to require “self-expanding.” The Federal Circuit disagreed, relying on both lexicographical and specification-based grounds for its construction.

In applying principles of lexicography, the Federal Circuit reasoned that if a person of ordinary skill in the art (POSITA) would understand that two claim terms were used consistently and interchangeably throughout a patent specification, those terms may be considered definitionally equivalent. Referring to several examples, the Court observed that Aortic used “outer frame,” “self-expanding frame,” and “self-expanding outer frame” interchangeably throughout the specification when describing the frame, and concluded that “outer frame” was properly construed to require “self-expanding.”

With regard to using the specification as intrinsic claim construction evidence, the Federal Circuit reasoned that the specification consistently described the “outer frame” as a “self-expanding frame” and did not restrict that feature to a particular embodiment. From this, the Court concluded that the absence of any express exception or explanation would lead a POSITA to understand that the valve’s construction required a self-expanding outer frame in all embodiments.

Aortic alternatively argued that Edwards should be judicially estopped from arguing for a construction of “outer frame” that departed from its plain and ordinary meaning. Aortic asserted that Edwards had previously argued before the Patent Trial & Appeal Board that “outer frame” should be defined using its plain and ordinary meaning, but later adopted a contrary position in front of the district court, contending that the term referred only to a “self-expanding frame.” The Federal Circuit disagreed and explained that Aortic failed to sufficiently develop its judicial estoppel argument before the district court. Absent any exceptional circumstances, the Court concluded that Aortic had forfeited the argument.

Finding Aortic’s arguments unpersuasive, the Federal Circuit affirmed the district court’s judgment of noninfringement as to the asserted patents, upholding the district court’s construction of the disputed claim [...]

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Change Between Provisional and Nonprovisional Application Is Lexicography

The US Court of Appeals for the Federal Circuit affirmed a district court judgment of noninfringement, finding that deleting a portion of a definition between a provisional application and a nonprovisional application was evidence that the patentee intended to exclude the deleted language from the claim scope. DDR Holdings, LLC v. Priceline.com LLC and Booking.com B.V., Case Nos. 23-1176; -1177 (Fed. Cir. Dec. 9, 2024) (Chen, Mayer, Cunningham, JJ.)

DDR owns a patent directed to an e-commerce system involving “‘three main parties’ aside from the end consumer: merchants, hosts, and outsource providers.” The specification describes merchants as “the producers, distributors, or resellers of the goods to be sold through the outsource provider.”

DDR sued Priceline for infringement of four patents. In response, Priceline sought inter partes review (IPR), after which three of the challenged patents were found to be unpatentable. The Patent Trial & Appeal Board found that the fourth challenged patent was patentable over the cited prior art. Although the Board’s determination did not turn on the meaning of the term “merchants,” the Board construed “merchants” as “producers, distributors, or resellers of the goods or services to be sold.” In doing so, the Board applied the then applicable “broadest reasonable interpretation” standard.

In the district court case, Priceline proposed that, consistent with the specification, “merchants” should be construed as only including purveyors of goods, while DDR sought to also include purveyors of services. The district court agreed with Priceline and adopted a construction that excluded services. Following the district court’s claim construction, the parties stipulated to noninfringement, agreeing that the court’s construction was case-dipositive in Priceline’s favor on the issue of infringement. DDR appealed.

The Federal Circuit affirmed. The Court reviews “claim construction based on intrinsic evidence de novo and review[s] any findings of fact regarding extrinsic evidence for clear error.” With only two exceptions, the Court gives terms “their plain and ordinary meanings to one of skill in the art when read in the context of the specification or during prosecution.” The exceptions are “when a patentee sets out a definition and acts as his own lexicographer” and “when the patentee disavows the full scope of a claim term either in the specification or during prosecution.”

Here, the provisional application for the asserted patent discussed merchants as both “producers of ‘goods’ in one instance, and ‘products or services’ in another.” The asserted patent did not mention services in relation to merchants, instead limiting “merchant” to purveyor of goods. The Federal Circuit found that a skilled artisan would interpret the deletion of the reference to “products or services” between the provisional application and the asserted patent as “indicat[ing] an evolution of the applicant’s intended meaning of the claim term.” The Court found that this was reinforced by the description that limited merchants to purveyors of goods.

DDR argued that incorporating the provisional application by reference into the specification resulted in “one document” and therefore no deletion took place. However, the Federal Circuit did not find this argument persuasive, explaining [...]

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Reframing the claim: Plain and ordinary meaning falls to lexicography

Change Between Provisional and Nonprovisional Application Is Lexicography

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