Office of Enrollment and Discipline/OED
Subscribe to Office of Enrollment and Discipline/OED's Posts

Hallucinated help: USPTO disciplines patent attorney for failing to verify AI-generated citations

The United States Patent and Trademark Office (USPTO) issued a final order approving a settlement between its Office of Enrollment and Discipline (OED) and a registered patent attorney accused of professional misconduct arising from the use of artificial intelligence (AI) in patent litigation. In re Brian E. Mitchell, Proceeding No. D2026-16 (Director July 27, 2026).

Brian Mitchell, a registered patent attorney who had never appeared before the USPTO, used AI to assist in preparing a proposed claim construction chart in a patent case pending in the US District Court for the Eastern District of Pennsylvania. The AI-generated material included several incorrect or fabricated citations to the patent’s intrinsic record.

After the errors were identified, Mitchell corrected them within a day and cooperated fully with OED’s investigation. The final order noted that Mitchell “acknowledged his errors, demonstrated genuine contrition, and accepted responsibility,” and that he had no prior disciplinary history before the USPTO or other tribunals. The district court declined to impose sanctions.

Mitchell nevertheless stipulated that his conduct violated USPTO Rules of Professional Conduct governing competent representation, reasonable diligence, misrepresentation, and conduct prejudicial to the administration of justice. According to the order, the violations arose from Mitchell’s failure to appreciate AI’s limitations (including its propensity to hallucinate) and his failure to verify the AI-generated content before submitting it to the court.

As part of the settlement, Mitchell agreed to a public reprimand, publication of the final order in OED’s electronic Freedom of Information Act Reading Room, and publication of a Notice of Public Reprimand in the Official Gazette. The notice specifically warns practitioners that AI-generated errors “are not limited to extrinsic sources such as statutes, regulations, and case law,” but may also extend to intrinsic evidence.

The order further cautioned that the disciplinary proceeding may be considered as an aggravating factor, or as rebuttal evidence, in any future USPTO disciplinary matter involving Mitchell.




read more

Unsigned, Sealed, Delivered: PTO Eliminates Handwritten Signatures for Certain OED Correspondence and Credit Card Payments

The US Patent & Trademark Office (PTO) eliminated the requirement for original handwritten signatures on certain correspondence with the Office of Enrollment and Discipline (OED) and on certain payments made to the PTO by credit card. The handwritten signature requirements of 37 CFR § 1.4(e) were deleted effective July 2, 2021.

37 CFR § 1.4(e)(1) previously required correspondence related to registration to practice before the PTO in patent cases, enrollment and disciplinary investigations, and disciplinary proceedings to be submitted with an original handwritten signature personally signed in permanent dark ink or its equivalent. 37 CFR § 1.4(e)(2) required the same for payments by credit cards where the payment was not made via the electronic filing system. Elimination of the entirety of § 1.4(e) allows the use of facsimile transmissions and S-signatures in enrollment and disciplinary matters before the OED, and for payments by credit card.




read more

STAY CONNECTED

TOPICS

ARCHIVES